SEC Approves Amendments to Rule 15c2-12.
05.27.2010UPDATE: The effective date of the recent amendments to Rule 15c2-12 is December 1, 2010, and is based on the date the Continuing Disclosure Agreement is executed, which will generally be on the settlement (closing) date.
Also of Interest
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This Hawkins Advisory describes the SEC’s exemptive order of June 16, 2020, which provides a temporary exemption from registration as a broker for registered municipal advisors, subject to satisfaction of certain conditions.
- SEC Statement on Disclosure by Municipal Issuers regarding the Impact of COVID-19
This Advisory provides a summary and analysis of the SEC’s public statement directed to issuers of municipal securities regarding disclosures about the impact of COVID-19 on their financial and operating conditions.
- SEC Staff Guidance Regarding Secondary Market Disclosure
This Advisory provides a summary and analysis of the recent Staff Legal Bulletin from the SEC’s Office of Municipal Securities.