Municipal Advisor Rules - FAQs

01.24.2014
Hawkins Advisory

This Advisory summarizes and analyzes the FAQs regarding municipal advisors that were posted by the SEC staff on January 10, 2014.  The series of “Frequently Asked Questions” and related responses (“FAQs”) relating to the SEC’s final rules (the “Rules”) is governing the definition, registration, and regulation of municipal advisors.

Also of Interest