Disclosure of Third-Party Due Diligence Reports by Municipal Issuers
06.08.2015
Hawkins Advisory
This edition of the Hawkins Advisory describes rules governing the required disclosures by issuers and underwriters of findings and conclusions of certain third-party due diligence reports relating to asset-backed securities. Such rules go into effect on June 15, 2015.Hawkins Advisory
Attachment: [Hawkins Advisory]
Also of Interest
- Carol McCoog Elected to the American College of Bond Counsel
Carol McCoog has been elected a Fellow of the American College of Bond Counsel (ACBC). - Hawkins Attorneys are part of NABL’s SEC Rule 15c2-12 Working Group
Brian Garzione, Carol McCoog and Kenneth Roberts were part of the National Association of Bond Lawyers working group, that released the paper titled “SEC Rule 15c2-12 Amendments NABL Member Questions and Practical Considerations”. - John M. McNally Receives the NABL’ s Kiel Distinguished Service Award
The National Association of Bond Lawyers (“NABL”) is honoring John M. McNally with the Frederick O. Kiel Distinguished Service Award. - Implementing the Rule 15c2-12 Amendments
This Advisory summarizes guidance that the SEC staff has provided to date in public forums regarding the recent Rule 15c2-12 amendments.