Publications

Municipal Market Regulatory Update

03.02.2017
Hawkins Advisory

This Hawkins Advisory describes the proposed amendments to Rule 15c2-12 and provides a summary and analysis of SEC municipal enforcement actions over the last year.

Attachment: [Hawkins Advisory]

Practice

Also of Interest

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  • MSRB Rule G-42
    On December 23, 2015, the Securities and Exchange Commission (the “SEC”) issued an order approving the Municipal Securities Rulemaking Board’s (the “MSRB”) new Rule G‐42, on duties of non‐solicitor municipal advisors, and related amendments to its Rule G‐8, on books and records.