Post-Issuance Compliance
National Association of Bond Lawyers, 43rd Bond Attorneys’ Workshop
Wednesday, September 26, 2018 to Friday, September 28, 2018
Brian will serve on the “Post-Issuance Compliance” panel that will cover post-issuance compliance for federal tax and securities law purposes including diligence and documentation, continuing disclosure and course correction.
Link: [Conference Detail]
Also of Interest
- Brian Garzione named Chair of NABL’s Securities Law and Disclosure Committee
In the fall of 2020, Brian Garzione was named Chair of NABL’s Securities Law and Disclosure Committee (SLDC). - SEC Exemptive Order re Municipal Advisors
This Hawkins Advisory describes the SEC’s exemptive order of June 16, 2020, which provides a temporary exemption from registration as a broker for registered municipal advisors, subject to satisfaction of certain conditions. - SEC Statement on Disclosure by Municipal Issuers regarding the Impact of COVID-19
This Advisory provides a summary and analysis of the SEC’s public statement directed to issuers of municipal securities regarding disclosures about the impact of COVID-19 on their financial and operating conditions. - SEC Staff Guidance Regarding Secondary Market Disclosure
This Advisory provides a summary and analysis of the recent Staff Legal Bulletin from the SEC’s Office of Municipal Securities.