Yikes!!! Amendments to SEC Rule 15c2-12 and Changes to My Continuing Disclosure Agreement!!”
National Association of State Treasurers, State Debt Management Network Webinar
Also of Interest
- Erich Schmitz Awarded NABL’s 2020 Carlson Prize
Erich Schmitz has been awarded the Carlson Prize by the National Association of Bond Lawyers (NABL) for his work on the article entitled “Practical Considerations in Electronic Disclosure by State and Municipal Bond Issuers”. - SEC Exemptive Order re Municipal Advisors
This Hawkins Advisory describes the SEC’s exemptive order of June 16, 2020, which provides a temporary exemption from registration as a broker for registered municipal advisors, subject to satisfaction of certain conditions. - SEC Statement on Disclosure by Municipal Issuers regarding the Impact of COVID-19
This Advisory provides a summary and analysis of the SEC’s public statement directed to issuers of municipal securities regarding disclosures about the impact of COVID-19 on their financial and operating conditions. - SEC Staff Guidance Regarding Secondary Market Disclosure
This Advisory provides a summary and analysis of the recent Staff Legal Bulletin from the SEC’s Office of Municipal Securities.