The Partners Involved
Summer School, Intro Bond Finance Course, Council Development Finance Agencies
Every bond transaction requires the careful involvement of many players. In this session of the program, Lisa will examine the roles that the issuer, underwriter, financial advisor, bond counsel, trustee, and rating agencies play in a bond transaction. She will discuss the responsibilities of each player, selecting the right team of partners, and any special documents that need to be produced.
Also of Interest
- SEC Exemptive Order re Municipal Advisors
This Hawkins Advisory describes the SEC’s exemptive order of June 16, 2020, which provides a temporary exemption from registration as a broker for registered municipal advisors, subject to satisfaction of certain conditions.
- SEC Statement on Disclosure by Municipal Issuers regarding the Impact of COVID-19
This Advisory provides a summary and analysis of the SEC’s public statement directed to issuers of municipal securities regarding disclosures about the impact of COVID-19 on their financial and operating conditions.
- Released Regulatory Relief for Issuers of Certain Tax-Exempt Bonds
Treasury and the Internal Revenue Service released welcome temporary guidance addressing two of the many issues provoked by the COVID 19 pandemic.
- SEC Staff Guidance Regarding Secondary Market Disclosure
This Advisory provides a summary and analysis of the recent Staff Legal Bulletin from the SEC’s Office of Municipal Securities.