Brian Garzione named Chair of NABL’s Securities Law and Disclosure Committee
In the fall of 2020, Brian Garzione was named Chair of NABL’s Securities Law and Disclosure Committee (SLDC). The SLDC advises on developments in federal securities laws and disclosure practices relating to municipal securities and undertakes projects relating to such matters. As Chair, Brian is currently overseeing a variety of SLDC projects, including (i) a white paper on underwriter due diligence, (ii) updates to guidance in the SEC’s 1994 Interpretive Release, (iii) a model continuing disclosure agreement project, and (iv) a best practices paper for risk factors disclosure.
Recently, Brian was the SLDC liaison on the newly published project, “An Update: Crafting Disclosure Policies”.
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Also of Interest
- SEC Exemptive Order re Municipal Advisors
This Hawkins Advisory describes the SEC’s exemptive order of June 16, 2020, which provides a temporary exemption from registration as a broker for registered municipal advisors, subject to satisfaction of certain conditions. - SEC Statement on Disclosure by Municipal Issuers regarding the Impact of COVID-19
This Advisory provides a summary and analysis of the SEC’s public statement directed to issuers of municipal securities regarding disclosures about the impact of COVID-19 on their financial and operating conditions. - SEC Staff Guidance Regarding Secondary Market Disclosure
This Advisory provides a summary and analysis of the recent Staff Legal Bulletin from the SEC’s Office of Municipal Securities. - Hawkins Attorneys to co-chair and moderate The Bond Buyer’s National Outlook 2020 Conference
Howard Zucker will be co-chairing the Bond Buyer's 2020 National Outlook Conference. This annual event brings together specialists and professionals from every corner of the public finance industry.