Hawkins Attorneys are part of NABL’s SEC Rule 15c2-12 Working Group
Hawkins Partners Brian Garzione, Carol McCoog and Kenneth Roberts were part of the National Association of Bond Lawyers working group, that released the paper titled “SEC Rule 15c2-12 Amendments NABL Member Questions and Practical Considerations”. The amendments to SEC Rule 15c2-12, which were effective February 27, 2019, include two additional required event disclosures related to financial obligations of municipal securities issuers and obligated persons. The 21-page paper summarizes questions submitted by the NABL Securities Law and Disclosure Committee to the staff of the SEC's Office of Municipal Securities, and attempts to offer useful considerations for NABL members as they work with their clients to develop approaches to comply with the amended rule.
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Also of Interest
- Carol McCoog Elected to the American College of Bond Counsel
Carol McCoog has been elected a Fellow of the American College of Bond Counsel (ACBC).
- John M. McNally Receives the NABL’ s Kiel Distinguished Service Award
The National Association of Bond Lawyers (“NABL”) is honoring John M. McNally with the Frederick O. Kiel Distinguished Service Award.
- Implementing the Rule 15c2-12 Amendments
This Advisory summarizes guidance that the SEC staff has provided to date in public forums regarding the recent Rule 15c2-12 amendments.
- Hawkins Elects Alexis Harrington to Partner
Hawkins Delafield & Wood LLP is pleased to announce the election of Alexis Harrington to the partnership, effective January 1, 2019.